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Call key data

Solar Radiation Modification: governance of research

Funding ProgramCluster 5 - Destination 1: Climate sciences and responses for the transformation towards climate neutrality
Call numberHORIZON-CL5-2023-D1-01-08
deadlinesOpening
13.12.2022		Deadline
18.04.2023 17:00
Funding rate100%
Call budget € 3,000,000.00
Estimated EU contribution per project€ 3,000,000.00
Link to the callec.europa.eu
Link to the submissionec.europa.eu

Call content

Call objectives

In order to achieve the expected outcome, proposals should address all of the following:

  • Synthesis of the state of the art regarding the potential contribution of SRM to climate stabilisation, and its associated risks.
  • Clarification of what activities constitute SRM, and the extent to which SRM is permitted, prohibited and/or governed within the ERA at present.
  • Proposal of principles and guidelines that could be used by a public authority for permitting, prohibiting or supervising SRM field experiments on a case-by-case basis. Factors to consider could include inter alia:
    • Scientific and operational preconditions (e.g. monitoring mechanisms during and after research, time horizon, contingency planning).
    • Legal issues (e.g. liability for impacts).
    • Decision-making processes and ethical considerations (e.g. Who gets to decide? Procedural aspects such as how to ensure broad, informed stakeholder consultation).
    • Approaches to cost-benefit analysis and risk assessment in a context of uncertainty (risk of action, and risk of inaction).
  • An inclusive expert and stakeholder dialogue process, aligned with the principles of Responsible Research and Innovation (RRI) should be organised in order to inform the analysis mentioned above.

The action is also encouraged to consider the following questions:

  • Whether SRM field research under controlled conditions (e.g. within the ERA or like-minded jurisdictions) could lessen the risk of its unregulated deployment elsewhere in the world.
  • Comparison of the risks of SRM with analogous risk management dilemmas faced by science and society.

The action should also identify what the characteristics of such a governance framework should be, taking into account issues such as scientific rigour, risk assessment and public legitimacy.

Promotion of SRM or conducting of SRM field experiments are outside of the scope of this action.

Actions are encouraged, where relevant, to explore synergies with other initiatives in Europe and beyond investigating Solar Radiation Modification from a technological, regulatory and/or ethical perspective.

This topic requires the effective contribution of SSH disciplines and the involvement of SSH experts, institutions as well as the inclusion of relevant SSH expertise, in order to produce meaningful and significant effects enhancing the societal impact of the related research activities.

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Expected results

The purpose of the action is to explore conditions that could lead to the development of a possible governance framework for experimental research in the area of solar radiation modification (SRM), which is to be done on a case-by-case basis. SRM is defined as an approach to reduce solar radiative forcing through means other than through the reduction of net greenhouse gas emissions. The action should identify, on the basis of a comprehensive and balanced assessment of the best available scientific knowledge, as well as the perspectives of stakeholders, whether and how the governance of SRM field research could work in practice.

The IPCC 6th Assessment Report (Cross-Working Group Box SRM: Solar Radiation Modification) concluded that SRM could offset some of the effects of anthropogenic warming on global and regional climate, especially if combined with emissions reductions, and with carbon dioxide removal, and phased out gradually. However, a number of risks are associated with its deployment, and the IPCC found that there is low confidence in our understanding of the climate response, especially at regional scales. At international level, its deployment is addressed (and strongly discouraged) by the Convention of Biodiversity due to its potentially substantial negative effects on biodiversity. Nevertheless, the topic continues to draw interest, including from non-state actors, as the effects of climate change itself become more evident.

This action should lead to a better understanding of what the risks and conditions are that would make field research acceptable or unacceptable to stakeholders. Such enhanced understanding is sought without prejudice to its potential use in policy-making or regulation.

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Regions / countries for fundingEU Member States, Overseas Countries and Territories (OCT)
Moldova (Moldova), Albania (Shqipëria), Armenia (Հայաստան), Bosnia and Herzegovina (Bosna i Hercegovina / Босна и Херцеговина), Faeroes (Føroyar / Færøerne), Georgia (საქართველო), Island (Ísland), Israel (ישראל / إِسْرَائِيل), Kosovo (Kosova/Kosovë / Косово), Montenegro (Црна Гора), Morocco (المغرب), North Macedonia (Северна Македонија), Norway (Norge), Serbia (Srbija/Сpбија), Tunisia (تونس /Tūnis), Türkiye, Ukraine (Україна), United Kingdom
eligible entitiesEU Body, Education and training institution, International organization, Natural Person, Non-Profit Organisation (NPO) / Non-Governmental Organisation (NGO), Other, Private institution, incl. private company (private for profit), Public Body (national, regional and local; incl. EGTCs), Research Institution incl. University, Small and medium-sized enterprise (SME)
Mandatory partnershipNo
Project Partnership

To be eligible for funding, applicants must be established in one of the following countries:

  • the Member States of the European Union, including their outermost regions
  • the Overseas Countries and Territories (OCTs) linked to the Member States
  • third countries associated to Horizon Europe - see list of particpating countries

Applications may be submitted by one or more legal entities, which may be established in a Member State, Associated Country or, in exceptional cases and if provided for in the specific call conditions, in another third country. 

Any legal entity, regardless of its place of establishment, including legal entities from non-associated third countries or international organisations (including international European research organisations) is eligible to participate (whether it is eligible for funding or not), provided that the conditions laid down in the Horizon Europe Regulation have been met, along with any other conditions laid down in the specific call topic.

A ‘legal entity’ means any natural or legal person created and recognised as such under national law, EU law or international law, which has legal personality and which may, acting in its own name, exercise rights and be subject to obligations, or an entity without legal personality.

Specific cases:

  • Affiliated entities — Affiliated entities (i.e. entities with a legal or capital link to a beneficiary which participate in the action with similar rights and obligations to the beneficiaries, but which do not sign the grant agreement and therefore do not become beneficiaries themselves) are allowed, if they are eligible for participation and funding.
  • Associated partners — Associated partners (i.e. entities which participate in the action without signing the grant agreement, and without the right to charge costs or claim contributions) are allowed, subject to any conditions regarding associated partners set out in the specific call conditions.
  • Entities without legal personality — Entities which do not have legal personality under their national law may exceptionally participate, provided that their representatives have the capacity to undertake legal obligations on their behalf, and offer guarantees to protect the EU’s financial interests equivalent to those offered by legal persons.
  • EU bodies — Legal entities created under EU law including decentralised agencies may be part of the consortium, unless provided for otherwise in their basic act.
  • Joint Research Centre (‘JRC’)— Where provided for in the specific call conditions, applicants may include in their proposals the possible contribution of the JRC but the JRC will not participate in the preparation and submission of the proposal. Applicants will indicate the contribution that the JRC could bring to the project based on the scope of the topic text. After the evaluation process, the JRC and the consortium selected for funding may come to an agreement on the specific terms of the participation of the JRC. If an agreement is found, the JRC may accede to the grant agreement as beneficiary requesting zero funding or participate as an associated partner, and would accede to the consortium as a member.
  • Associations and interest groupings — Entities composed of members (e.g. European research infrastructure consortia (ERICs)) may participate as ‘sole beneficiaries’ or ‘beneficiaries without legal personality’. However, if the action is in practice implemented by the individual members, those members should also participate (either as beneficiaries or as affiliated entities, otherwise their costs will NOT be eligible
other eligibility criteria

If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).

Additional information

Topics
Administration & Governance, Institutional Capacity & Cooperation, 
Air Quality, Biodiversity & Environment, Climate & Climate Change, Water quality & management
Relevance for EU Macro-RegionEUSAIR - EU Strategy for the Adriatic and Ionian Region, EUSALP - EU Strategy for the Alpine Space, EUSBSR - EU Strategy for the Baltic Sea Region, EUSDR - EU Strategy for the Danube Region
UN Sustainable Development Goals (UN-SDGs)
Additional Information

All proposals must be submitted electronically via the Funders & Tenders Portal electronic submission system (accessible via the topic page in the Search Funding & Tenders section). Paper submissions are NOT possible.

Proposals must be complete and contain all parts and mandatory annexes and supporting documents, e.g. plan for the exploitation and dissemination of the results including communication activities, etc.

The application form will have two parts:

  • Part A (to be filled in directly online) contains administrative information about the applicant organisations (future coordinator and beneficiaries and affiliated entities), the summarised budget for the proposal and call-specific questions;
  • Part B (to be downloaded from the Portal submission system, completed and then assembled and re-uploaded as a PDF in the system) contains the technical description of the project.

Annexes and supporting documents will be directly available in the submission system and must be uploaded as PDF files (or other formats allowed by the system).

The limit for a full application (Part B) is 33 pages.

Eligible costs will take the form of a lump sum.

Call documents HE-Work Programme 2023-2024, Cluster 5, Destination 1 (664kB)
ContactNational Contact Points for Horizon Europe
Website

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