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  1. An institution, body, office or agency established by or based on the Treaty on European Union and the Treaties establishing the European Communities.

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    A microenterprise, a small or medium-sized enterprise (business) as defined in EU Recommendation 2003/361. To qualify as an SME for EU funding, an enterprise must meet certain conditions, including (a) fewer than 250 employees and (b) an annual turnover not exceeding EUR 50 million and/or an annual balance sheet total not exceeding EUR 43 million. These ceilings apply only to the figures for individual companies.

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    • rural and peripheral development, referring to remote, sparsely populated areas, rural community development, and rural economics, in particular access to remote areas and policies for rural areas.
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Call key data

Technologies for sustainable, cost-efficient and low carbon footprint downstream processing & production of battery-grade materials (Batt4EU Partnership)

Funding Program

Horizon Europe - Cluster 5 - Destination 2: Cross-sectoral solutions for the climate transition

Call number

HORIZON-CL5-2023-D2-01-01

deadlines

Opening
13.12.2022

Deadline
18.04.2023 17:00

Funding rate

100%

Call budget

€ 21,000,000.00

Estimated EU contribution per project

€ 7,000,000.00

Link to the call

ec.europa.eu

Link to the submission

ec.europa.eu

Call content

short description

Proposals are expected to cover research and innovation activities with focus on improved battery metal and material production, refining and recovery while minimizing environmental impact of downstream processing.

Call objectives

  • Developing sustainable and cost-efficient processing methods for battery-grade materials and components, coming from either primary or secondary streams and novel technologies for battery metals processing enabling the reduction of carbon footprint and other emissions while increasing energy and resource efficiency; enabling thereby vertical integration into the battery production.
  • Developing and demonstrating technologies to improve battery grade metals and materials production, refining and/or recycling with efficient and stable reagent circulation, targeting low use chemical and reducing environmental impacts from such processes while improving recovery rate/grade and yield considering the SRIA objectives and KPIs, the Green Deal objectives and the proposed Batteries Regulation where relevant.
  • Addressing zero waste and zero discharge strategies for the valorisation of the generated waste materials during the refining processes by: improving the reuse of waste where CRM are present; Increasing the sustainability of batteries materials by reducing the use of chemicals and energy use in the downstream processing considering the objectives of the proposed Batteries Regulation as evaluated by LCA or similar approaches; using safe and low impact disposal methodologies for those materials that cannot be recycled.
  • Pre-assessing recycling concepts by their life cycle sustainability and safety impacts (in line with Safe and Sustainable by Design Framework to be set by the Commission for assessing safety and sustainability of chemicals and materials and which should be considered as a reference in the proposal) and studying overall techno-economical solutions for recovery systems in order to minimize cost, environmental impact and system losses.
  • Addressing understanding of physico-chemical mechanisms for more sustainable hydrometallurgical steps in order to propose significant processes’ improvements to reduce significantly water effluents quantities and chemical reagents.
  • Implementing of continuous process for cathode active materials and precursors synthesis related conditions at larger scale.

Plans for the exploitation and dissemination of results for proposals submitted under this topic should include a strong business case and sound exploitation strategy, as outlined in the introduction to this Destination. The exploitation plans should include preliminary plans for scalability, commercialisation, and deployment (feasibility study, business plan).

Proposals should indicate to which chapters of the Strategic Research and Innovation Plan for chemicals and materials they will contribute.

Projects may collaborate and/or contribute to the activities of the Coordination and Support Action defined under the topic HORIZON-CL5-2022-D2-01-08.

International cooperation with Africa, the Mediterranean Region, and the United States is encouraged.

This topic implements the co-programmed European Partnership on Batteries (Batt4EU). As such, projects resulting from this topic will be expected to report on the results to the European Partnership on Batteries (Batt4EU) in support of the monitoring of its KPIs.

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Expected results

Project are expected to contribute to all of the following outcomes:

  • A European economic base which is stronger, more resilient, competitive and fit for the green and digital transitions, by reducing strategic dependency on third countries for critical raw materials by promoting resource efficiency.
  • Increased European competitiveness by offering sustainable, safe, energy efficient and low carbon, water and biodiversity footprint battery materials production technologies and scalable solutions and by creating new business opportunities and circular models for European industry.
  • Battery-grade intermediates which are developed, produced and refined/purified in a sustainable and socially acceptable way, improving the competitiveness and value of European battery and mobility industries.
  • Proven technical feasibility of downstream processing for battery-grade materials at larger scale, considering economic feasibility, safety, health and regulatory targets.
  • A stronger European battery manufacturing industry, through the implementation of continuous processes related conditions at larger scale with reduced carbon emissions, increased energy efficiency and more efficient resources use; (e.g. combining secondary materials into existing primary processing).
  • Use of European post-mining (or post-extraction, in the case of e.g. geothermal fluids) primary materials and secondary material sources such as tailings (e.g., as a source of nickel, cobalt and lithium) or underutilised battery raw materials deposits and extend the local refining capacity of battery-grade materials, to reduce the dependency on imported materials and to limit supply risks.

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Eligibility Criteria

Regions / countries for funding

EU Member States, Overseas Countries and Territories (OCT)
Moldova (Moldova), Albania (Shqipëria), Armenia (Հայաստան), Bosnia and Herzegovina (Bosna i Hercegovina / Босна и Херцеговина), Faeroes (Føroyar / Færøerne), Georgia (საქართველო), Island (Ísland), Israel (ישראל / إِسْرَائِيل), Kosovo (Kosova/Kosovë / Косово), Montenegro (Црна Гора), Morocco (المغرب), North Macedonia (Северна Македонија), Norway (Norge), Serbia (Srbija/Сpбија), Tunisia (تونس /Tūnis), Türkiye, Ukraine (Україна), United Kingdom

eligible entities

EU Body, Education and training institution, International organization, Natural Person, Non-Profit Organisation (NPO) / Non-Governmental Organisation (NGO), Other, Private institution, incl. private company (private for profit), Public Body (national, regional and local; incl. EGTCs), Research Institution incl. University, Small and medium-sized enterprise (SME)

Mandatory partnership

Yes

Project Partnership

To be eligible for funding, applicants must be established in one of the following countries:

  • the Member States of the European Union, including their outermost regions
  • the Overseas Countries and Territories (OCTs) linked to the Member States
  • third countries associated to Horizon Europe - see list of particpating countries

Only legal entities forming a consortium are eligible to participate in actions provided that the consortium includes, as beneficiaries, three legal entities independent from each other and each established in a different country as follows:

  • at least one independent legal entity established in a Member State; and
  • at least two other independent legal entities, each established in different Member States or Associated Countries.

Any legal entity, regardless of its place of establishment, including legal entities from non-associated third countries or international organisations (including international European research organisations) is eligible to participate (whether it is eligible for funding or not), provided that the conditions laid down in the Horizon Europe Regulation have been met, along with any other conditions laid down in the specific call topic.

A ‘legal entity’ means any natural or legal person created and recognised as such under national law, EU law or international law, which has legal personality and which may, acting in its own name, exercise rights and be subject to obligations, or an entity without legal personality.

Specific cases:

  • Affiliated entities — Affiliated entities (i.e. entities with a legal or capital link to a beneficiary which participate in the action with similar rights and obligations to the beneficiaries, but which do not sign the grant agreement and therefore do not become beneficiaries themselves) are allowed, if they are eligible for participation and funding.
  • Associated partners — Associated partners (i.e. entities which participate in the action without signing the grant agreement, and without the right to charge costs or claim contributions) are allowed, subject to any conditions regarding associated partners set out in the specific call conditions.
  • Entities without legal personality — Entities which do not have legal personality under their national law may exceptionally participate, provided that their representatives have the capacity to undertake legal obligations on their behalf, and offer guarantees to protect the EU’s financial interests equivalent to those offered by legal persons.
  • EU bodies — Legal entities created under EU law including decentralised agencies may be part of the consortium, unless provided for otherwise in their basic act.
  • Joint Research Centre (‘JRC’)— Where provided for in the specific call conditions, applicants may include in their proposals the possible contribution of the JRC but the JRC will not participate in the preparation and submission of the proposal. Applicants will indicate the contribution that the JRC could bring to the project based on the scope of the topic text. After the evaluation process, the JRC and the consortium selected for funding may come to an agreement on the specific terms of the participation of the JRC. If an agreement is found, the JRC may accede to the grant agreement as beneficiary requesting zero funding or participate as an associated partner, and would accede to the consortium as a member.
  • Associations and interest groupings — Entities composed of members (e.g. European research infrastructure consortia (ERICs)) may participate as ‘sole beneficiaries’ or ‘beneficiaries without legal personality’. However, if the action is in practice implemented by the individual members, those members should also participate (either as beneficiaries or as affiliated entities, otherwise their costs will NOT be eligible

other eligibility criteria

Activities are expected to achieve TRL 5 by the end of the project.

For the Technology Readiness Level (TRL), the following definitions apply:

  • TRL 1 — Basic principles observed
  • TRL 2 — Technology concept formulated
  • TRL 3 — Experimental proof of concept
  • TRL 4 — Technology validated in a lab
  • TRL 5 — Technology validated in a relevant environment (industrially relevant environment in the case of key enabling technologies)
  • TRL 6 — Technology demonstrated in a relevant environment (industrially relevant environment in the case of key enabling technologies)
  • TRL 7 — System prototype demonstration in an operational environment
  • TRL 8 — System complete and qualified
  • TRL 9 — Actual system proven in an operational environment (competitive manufacturing in the case of key enabling technologies, or in space)
If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).

Additional information

Topics

Air Quality, Biodiversity & Environment, Climate & Climate Change, Water quality & management, 
Competitiveness of Enterprises, Employment/Labour Market, SME & entrepreneurship

Relevance for EU Macro-Region

EUSAIR - EU Strategy for the Adriatic and Ionian Region, EUSALP - EU Strategy for the Alpine Space, EUSBSR - EU Strategy for the Baltic Sea Region, EUSDR - EU Strategy for the Danube Region

UN Sustainable Development Goals (UN-SDGs)

Additional Information

All proposals must be submitted electronically via the Funders & Tenders Portal electronic submission system (accessible via the topic page in the Search Funding & Tenders section). Paper submissions are NOT possible.

Proposals must be complete and contain all parts and mandatory annexes and supporting documents, e.g. plan for the exploitation and dissemination of the results including communication activities, etc.

The application form will have two parts:

  • Part A (to be filled in directly online) contains administrative information about the applicant organisations (future coordinator and beneficiaries and affiliated entities), the summarised budget for the proposal and call-specific questions;
  • Part B (to be downloaded from the Portal submission system, completed and then assembled and re-uploaded as a PDF in the system) contains the technical description of the project.

Annexes and supporting documents will be directly available in the submission system and must be uploaded as PDF files (or other formats allowed by the system).

The limit for a full application (Part B) is 45 pages.

Call documents

HE-Work Programme 2023-2024, Cluster 5, Destination 2HE-Work Programme 2023-2024, Cluster 5, Destination 2(646kB)

Contact

National Contact Points for Horizon Europe
Website

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